AML Compliance Officer Shuraa Management And Consultancy LLC

Develop update and maintain the AML policy and standards.

• Responsible for the firm's compliance with Regulator's rules on systems and controls for the

prevention of money laundering, financial sanctions, tax invasion and anti-bribery and corruption

on all products and services.

• Liaise with clients and investors to obtain all AML documentation and undertake assessments

and reviews of transactions and client onboarding.

• Assist in the identification of rules and regulations on an ongoing basis and assess applicability in

relation to Shuraa group of companies.

• Assist with monitoring and providing assurance that internal compliance policies and procedures

are complied with.

• Carrying out compliance risk management with a view to prevention and ensuring first and

foremost that external regulations are constantly monitored and adequately translated into

internal guidelines, processes, and procedures.

• Performing the daily compliance & AML activities assigned.

• Supporting in the prior compliance & AML assessment of all innovative projects/products.

• Provide support to ensure the adequacy and application of internal processes and procedures in

accordance with external and internal regulations by the business and corporate units.

• Perform operational activities in connection with legally required activities and preparing reports

and communications.

• Prepare periodic reports concerning the adequacy of the compliance policies and mechanisms.

• Support in assessing transactional due diligence processes and take actions based on the

assessment outcomes.

• Support in reviewing the establishment or the maintenance of new/existing business

relationships.