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Compliance Manager (IBG) Qatar (Ref No: UA0338)

Client of Universal Ally

Posted on January 13, 2020

5 - 6 years Doha - Qatar

Any Graduation. Any Nationality

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Job Description

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Responsibilities:
• Maintain ongoing awareness/current knowledge of all applicable internal/external compliance requirements and existing/emerging legal/statutory/regulatory environment identifying any issues that could impact the bank.
• Review country AML Laws & Guidelines, prepare notes and suggest country risk ranking to Senior Manager Compliance for approvals.
• Ensure Bank s Internal procedures/policies remain compliant with regulations/changes providing guidance/advice to Branch Compliance Managers I Management as necessary- review IBG-HO SOPs from compliance perspective.
• Assist in maintaining pro-active relationships with business, facilitating timely involvement to ensure compliant solutions to business issues.
• Assist In communicating Regulatory Notices/Circulars applicable to IBG-HO, to management in all concerned areas.
• Assist in developing/maintaining/updating the KYC/AML Policy.
• Assist in AML/Compliance Training programs to all IBG-HO staff on an ongoing basis as required/necessary (including new staff) to raise awareness and ensure all staff understand their responsibilities/obligations with regard to AML I KYC Policies and jurisdiction specific regulatory/legal/statutory requirements, etc.
• Represent Compliance in International Banking seminars.
• Assist IBG-Ho management and advise upon trouble-shooting, update, UAT, implementation for FI KYC on-line system.
• Advise overseas compliance staff and provide necessary guidance and assist them on various system related issues, ongoing basis.
• Assist in preparation of all Reports/MIS on issues of Compliance/AML and ensure that same are provided in a timely manner to the Senior Manager Compliance and HO Comoliance as well as any reports that may be reQuested by Home regulator or relevant regulator at overseas location- any critical issues to be promptly escalated.
• Assist IBG-HO Management in ensuring that all IBG Product Programs, SOPs etc. are in compliance with applicable regulatory requirements as well as Company s AML/KYC Policy, as and when escalated to Compliance.
• Assist in developing & administering the compliance monitoring methodology at IBG HO effectively and ensure issues are escalated, as necessary.
• On temporary basis, assist in analyzing suspicious transactions reported by units 1 overseas branches, undertake investigations where required, and submit I revjew (as appropriate) STR (Suspicious Transaction Report) prior to submission to the particular regulator(s), in a timely manner with complete and accurate information, in absence of resident compliance manager at overseas locations.
• Ensure review and clearance of transactions referrals received from overseas branches for accounts maintained at HO (for lCD business).
• Provide all required assistance in driving the implementation of AML System mapping/scenario/parameterization coordinating with all units I areas in IBG HO as necessary.
• Conduct analysis of the system efficiency and recommend changes to scenarios 1 parameters based on regulatory framework and /or internal product enhancements.
• Surface risks proactively and in a timely manner and keep a vigilant eye on IBG business activities to identify any regulatory lapses.
• Represent Compliance in any ad hoc projects as directed by the Senior Manager Compliance.
Requirements:
• Knowledge, Skills and Experience
• Around 5 years of experience in banking and I or relevant fields, e.g. law, commerce, risk etc. A strong sales/operational background would also be very useful.
• Professional qualification in business I commerce I economics I law.
• Sound knowledge of international banking law I practice and products I services .
• Specific and I or transferable knowledge I experience related to compliance I AML I
• Central Bank regulations.
• Ability to plan/organize
• Commitment to results
• Ability to influence & negotiate
• Decision making ability
• Team player and participation experience in variety of banking initiatives and solutions.
• Excellent decision making ability and administrative and interpersonal Computer literate and strong command of written and spoken English. Arabic is an advantage


HR / Human Relations / Industrial Relations

Keywords

Compliance Manager (IBG) Qatar (Ref No: UA0338)

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