Compliance Officer & MLRO

Client of FinTop Consulting

Employer Active

Posted 38 min ago

Experience

5 - 7 Years

Education

Bachelor of Laws (LLB)(Law), Bachelor of Commerce(Commerce), Master of Arts

Nationality

Any Nationality

Gender

Not Mentioned

Vacancy

1 Vacancy

Job Description

Roles & Responsibilities

What You ll Do:

  • Lead the firm s compliance and AML/CFT framework
  • Oversee KYC, CDD/EDD, transaction monitoring, and sanctions screening
  • Ensure compliance with DFSA regulatory requirements and internal policies
  • Act as the primary liaison with regulators and authorities
  • Conduct compliance monitoring, reporting, and staff training
  • Support onboarding, new products, and regulatory risk assessments

Skills & Competencies

  • High integrity and ethical standards.
  • Strong analytical, investigative, and problem-solving skills.
  • Effective communicator with the ability to manage multiple stakeholders.
  • Detail-oriented, organized, and capable of handling competing priorities independently.

Desired Candidate Profile

Experience Required: DFSA Category 2 (Mandatory)

  • Bachelor s in Law, Finance, Business, or related field (Master s preferred).
  • 5+ years in financial services compliance, preferably with AML/CFT experience.
  • Strong understanding of local and international regulations.
  • Professional certifications (CAMS, ICA, CRCMP, CISI) preferred.

Department / Functional Area

Keywords

  • Compliance Officer & MLRO

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