Associate Compliance Solutions

Waystone Governance Ltd.

Integrity - foster professional and ethical judgement when engaging stakeholders, and instill mutual trust, and confidence;

Strong attention to details and keen on delivering quality work within internal and/or external deadlines;

Strong interpersonal and communication skills (both written & verbal);

Relationship Management - Provide service excellence to internal and/or external clients

A team player, enthusiastic, and self-motivated;

Analytical skills - collect and analyze information, problem-solve, and make decisions under minimal supervision;

Commercial awareness and understanding of business environments including through drafting proposals for prospective clients;

Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer and/or Company Secretary;

Providing day to day support to clients and colleagues in executing compliance, and AML deliverables;

Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements;

Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures;

Assisting and/or providing training on compliance, AML, and corporate governance;

Providing outsourcing, authorization, and projects support to ADGM, DIFC, and UAE onshore firms;

Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis;

Undertaking client on-boarding/KYC and screening;

Manage clients expectations;

Attending and contributing to internal meetings;

Working with senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence;

Assisting in promoting the firm at various industry and promotional events or producing certain publications.

Keeping abreast of relevant laws and regulations;

Commitment to continued learning, remaining well-informed regarding internal standards, and business goals/knowledge sharing;

Responsible for maintaining timesheets daily and are expected to meet certain targets on a weekly basis, as set by management;

Responsible for maintaining, keeping up-to-date, and accurate client files.