Compliance Consultant Client Compliance Risk & Compliance
JTC Group
Employer Active
Posted on 2 Dec
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Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
MAIN RESPONSIBILITIES AND DUTIES
- Perform the compliance officer, money laundering reporting officer ( MLRO ) and risk manager functions for several DIFC and/or ADGM based regulated financial service providers.
- Establish and maintain relationships with clients, regulators, authorities and business partners.
- Ensure adequate time registration and communication.
- Ensure correct and timely clients` invoicing.
- Organize first line follow-up on outstanding invoices with the clients.
- Report delivery issues and complaints to the management.
- Encourage participation in Compliance client projects, framework development, regulatory update and quality control projects.
- Collaborate with the management in the development of new services efforts to increase efficiency and effectiveness creating a positive working environment.
- Handle authorization / incorporation projects for JTC regulated clients.
Desired Candidate Profile
ESSENTIAL REQUIREMENTS
- Master s degree in law, financial management, business administration or similar.
- Registration with the
DFSA and FSRA or other financial services regulator as responsible individual
for the compliance, MLRO and risk management functions. - Minimum of three years of relevant experience in compliance, MLRO and/or risk management functions at senior management level.
- Knowledge and understanding of concepts and regulatory requirements that are common in the financial services industry. involvement in compliance, MLRO and/or risk management functions at senior management level.
- Excellent interpersonal skills to work collaboratively with clients and colleagues.
- Team leadership skills.
- Consultancy skills: ability to communicate with relevant stakeholders (senior management, directors, shareholders, auditors, regulators and authorities) with an appropriate level of diplomacy and solution driven mindset.
- Attention to detail and quality.
Company Industry
- Banking
- Financial Services
- Broking
Department / Functional Area
- Finance
- Treasury
Keywords
- Compliance Consultant Client Compliance Risk & Compliance
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JTC Group
https://www.jtcgroup.com/jobs/compliance-consultant-client-compliance-risk-compliance-2357/
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