Compliance Manager
Nawy
Employer Active
Posted on 19 Nov
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Experience
5 - 7 Years
Education
Bachelor of Business Administration(Management)
Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
Ensure the company s full compliance with FRA regulations, asset management laws, and internal policies.
Monitor and review regulatory changes issued by the FRA and assess their impact on company operations.
Prepare, submit, and follow up on regulatory filings, renewals, and reporting obligations.
Draft, review, and update fund prospectuses, information memoranda, and related legal documents in accordance with FRA guidelines.
Act as the primary contact point with the FRA and other regulators for all compliance-related matters.
Communicate regulatory updates and requirements to management and relevant departments.
Coordinate with legal advisors, custodians, and auditors to ensure documentation accuracy and compliance.
Develop, implement, and regularly update the company s compliance manual, policies, and procedures.
Prepare and present regular compliance reports to senior management and the Board of Directors.
Escalate potential breaches or issues promptly and propose corrective actions.
Desired Candidate Profile
Bachelor s degree in Law, Business Administration, Finance, or a related field.
Minimum 5 years of experience in compliance within an asset management company or investment firm.
An international compliance association certificate (ICA) is a plus.
Strong knowledge of FRA rules, regulations, and circulars governing investment funds and portfolio management.
Proven experience in drafting and reviewing fund prospectuses and other regulatory documents.
Excellent understanding of financial markets, asset management operations, and investment products.
Strong communication and report-writing abilities (Arabic and English).
Company Industry
- Real Estate
Department / Functional Area
- Finance
- Treasury
Keywords
- Compliance Manager
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