Head of Compliance & MLRO First Abu Dhabi Bank FAB

Key Accountabilities:

• Perform the role of SCA Accredited Compliance Officer for FAB s Asset Management business.
• Provide asset management compliance coverage, ensuring that compliance frameworks are effectively implemented and maintained.
• Oversee compliance with SCA regulations to ensure that all activities within FAB Asset Management adhere to the required standards.
• Manage AML and counter-terrorist financing (CTF) frameworks to protect FAB Asset Management s reputation and integrity.
• Oversee regulatory change management to ensure the business remains compliant with evolving regulations.
• Design and deliver training for business and functional teams.
• Liaise with SCA regulators and ensure timely and accurate submission of all required reports and documentation.
• Provide guidance and support to internal teams on SCA regulatory matters.
• Implement and oversee compliance monitoring programs to ensure adherence to regulatory requirements.
• Support the asset management business in providing compliance assessment and advice in relation to new products.
• Support the fund approval process to ensure compliance with regulatory requirements.
• Collaborate with internal partners to respond appropriately to escalated compliance matters.
• Monitor and disseminate compliance regulations and policy change.
• Manage direct reporting lines to the board and administrative reporting lines to the CEO.