Manager, Compliance tabby

Posted on 20 Feb

Experience

5 - 7 Years

Job Location

United Arab Emirates - United Arab Emirates

Education

Bachelor of Commerce(Commerce)

Nationality

Any Nationality

Gender

Not Mentioned

Vacancy

1 Vacancy

Job Description

Roles & Responsibilities

Support regulatory change management process by maintaining oversight of implementation of such development which impact business activities
Represent regulatory compliance oversight both internally and externally to regulators, auditors and partners as required, showcasing Tabby s strong oversight compliance framework
Support the business in expansion plans, including new license applications.
Periodically review and ensure all regulatory compliance policies and procedures are up-to-date, comprehensive, and effectively implemented across the entity/group. Work with the Head of Compliance to develop new policies as needed.
Conduct the regular compliance risk assessments conducted to identify and evaluate regulatory risks. Develop and implement strategies to mitigate identified risks and ensure continuous compliance with regulatory requirements.
Develop and deliver training programs to educate employees on regulatory compliance requirements and best practices. Promote a culture of compliance and ethical behavior throughout the company.
Support from a regulatory perspective the investigation of compliance-related incidents and breaches.
Manage and update the breach register for the internal and external breach to addresses and action such a breaches to avoid fines in futures and maintain a violation register which includes violations and fines
Manage and update the regulatory library and ensure all regulations are disseminated to the respective business and support functions for their actions, and coordinate with Business to implement regulations and review status of implementation for both new and existing regulations.
Collaborate with other departments, including Risk, Legal, Operations, and IT, to ensure a coordinated approach to regulatory compliance. Provide guidance and support on regulatory matters to business units and senior management.
Ensure timely submission of regulatory reports and maintain documentation accuracy
Proactively identifying key areas of risk and work with first line teams to in the development of mitigation plans
Assist in the preparation of committee and board papers.

Desired Candidate Profile

  • Previous Financial Regulation advisory role or experience in a Compliance/ Regulatory compliance
  • Ability to analyse and interpret complex regulatory frameworks and apply them effectively;
  • Proven track record of dealing with regulators.
  • Familiar with regulations published by the CBUAE, particularly in the Payments sector (Payment Service Providers, E-money, SVF, digital banking)
  • Ability to effectively communicate with Product Managers and Engineers and provide practical, actionable, and value added advisory, guidance and recommendations ;
  • Strong communication skills ;
  • Problem solving attitude, with the ability to use regulations together with data to drive business decisions;
  • Strong teamwork and interpersonal skills, with the strong stakeholder management ability
  • Attention to detail with the ability to manage and prioritize tasks.

Company Industry

  • Banking
  • Financial Services
  • Broking

Department / Functional Area

  • Finance
  • Treasury

Keywords

  • Manager
  • Compliance

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tabby


https://tabby.pinpointhq.com/en/jobs/469519

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