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Experience
5 - 7 Years
Job Location
Education
Bachelor of Commerce(Commerce)
Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
Perform the approved assurance testing plan and identify key compliance related risks and issues.
- Ensure assurance testing is performed in line with agreed milestones.
- Track and monitor to completion all assurance testing issues.
- Follow up with the business as required.
- Promote internal control awareness and demonstrate Assurance and Monitoring s contribution.
- Tracking and closure of recommendations
- Perform trend analyse and advise corrective measures.
- Manage ADHOC & administrative activities as deemed appropriate and assigned by line managers.
Professional / Technical.
- The role requires the analysis and challenge of complex activities in light of regulatory requirements.
- Solid analytical skills including the ability to identify discrepancies whilst managing, reviewing and gathering data.
- The ability to critically analyse data including the identification of trends, themes and outliers.
- Must have excellent time management skills, the ability to work under pressure, to tight deadlines and still deliver consistent high standard of work.
- Follow up and provide technical support (if required) to the Risk and Control team to assist in the closure of Group Internal Audit / Regulatory / Group Compliance findings.
- Reporting
- Ensure assurance testing results are recorded and appropriately reported to AVP - Head of KYC Review & On-boarding.
- Writing high quality reports presenting review results and articulating the findings.
Functions within the framework and boundaries of Group policies as well as overall organisational and governance frameworks.
- Authorised to take decisions as per the approved delegation matrix.
Desired Candidate Profile
The role requires the analysis and challenge of complex activities in light of regulatory requirements.
- Solid analytical skills including the ability to identify discrepancies whilst managing, reviewing and gathering data.
- Must have excellent time management skills, the ability to work under pressure, to tight deadlines and still deliver consistent high standard of work.
- Follow up and provide technical support (if required) to the Risk and Control team to assist in the closure of Group Internal Audit / Regulatory / Group Compliance findings.
Bachelor s Degree or Higher in Management, Banking or Finance, preferably with certification in compliance, corporate governance, risk management or internal audit.
At least 5-6 years banking experience preferably in a reputable international bank with experience of working in highly regulated jurisdictions.
Minimum of 3-4 years of experience within KYC role.
Internal Audit experience and Compliance Assurance background would be considered an asset.
Relevant experience in Compliance/AML/KYC/Transaction Monitoring.
Sound knowledge of Microsoft Office applications.
Pro-active and business oriented with proven ability to prioritize, manage conflicting demands and ability to assess.
Company Industry
- Banking
- Financial Services
- Broking
Department / Functional Area
- Quality
- Testing
- QA
- QC
- Inspector
Keywords
- Manager
- QA & Testing
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First Abu Dhabi Bank FAB
https://ehjd.fa.em2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX/job/1240
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