Regulatory Risk & Compliance Manager
Bond McKenzie
Employer Active
Posted 6 hrs ago
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Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
The Regulatory Risk & Compliance Manager will lead the compliance and regulatory risk function, with responsibility for overseeing all aspects of regulatory compliance, ensuring that the firm s operations and employees adhere to applicable laws, policies, and best practices. The successful candidate will provide strategic direction, regulatory risk oversight, and leadership to a team of subject matter experts, while working closely with the Director and Executive Management.
Key Responsibilities
- Lead and develop the Regulatory Risk Management function, ensuring robust frameworks and controls are maintained
- Oversee regulatory risk-based monitoring and ensure timely escalation and resolution of regulatory issues
- Provide strategic insight on evolving regulatory landscapes within the fund and investment management sectors
- Partner with senior executives to design and implement governance and compliance initiatives
- Represent the function in interactions with regulators and internal stakeholders
Desired Candidate Profile
Minimum of 8+ years experience within regulated financial services, ideally within investment or fund management
- Proven track record of leading compliance or regulatory risk management teams
- Deep understanding of regulatory regimes and operational risk frameworks
- Exceptional analytical, strategic, and communication skills
- Relevant professional qualification (e.g. CFA or equivalent) preferred but not required
Company Industry
- Banking
- Financial Services
- Broking
Department / Functional Area
- Finance
- Treasury
Keywords
- Regulatory Risk & Compliance Manager
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Bond McKenzie
Our client, a prominent Financial Organisation based in Qatar, are seeking a Regulatory Risk & Compliance Manager to lead its compliance and risk function. This is a key appointment within the firm s senior leadership team, offering a rare opportunity to join an internationally respected institution in one of the world s fastest-growing financial centres.