Senior Compliance Executive
IG Group
Employer Active
Posted 9 hrs ago
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Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
To ensure the UAE compliance team leads the way in the maintenance, development and oversight of compliance practices and procedures in meeting financial services, anti-money laundering, conduct expectations and all other regulatory requirements.
What you'll do
- Be a key member of the UAE Compliance team, supporting the Head of compliance in executing IG s Compliance Framework.
- Contribute to the acquisition of IG s VARA Broker Dealer license.
- To develop systems and procedures to ensure and maintain compliance with relevant regulatory requirements, under the direction of the Head of Compliance.
- Play a key role in undertaking compliance & business risk assessments, identifying & closing gaps and ensuring adequate risk-based compliance monitoring.
- Act as escalation point for Customer Risk Assessments and providing strategic guidance on high-risk customer due diligence.
- To provide appropriate assistance in respect of external regulatory investigations and reporting.
- To maintain awareness of, report on and assist in the management of regulatory and conduct risk.
- To advise the business on compliance and conduct related matters and to support the Head of Compliance in executing the compliance training program.
- To provide assistance in any other specific or general way to the work of the UAE compliance team.
- Own and drive compliance related projects & initiatives.
To be successful in this role we think you will need:
- 3+ years experience in a control/compliance function or regulatory role.
- Experience dealing with global tier 1 or UAE regulators (DFSA, SCA, FSRA, VARA or CBUAE).
- Retail financial services experience.
- Strong understanding of crypto, OTC derivatives and equity products.
- Educated to at least degree level.
- Whilst not essential, on chain analytics experience will be advantageous.
Desired Candidate Profile
To be successful in this role we think you will need:
- 3+ years experience in a control/compliance function or regulatory role.
- Experience dealing with global tier 1 or UAE regulators (DFSA, SCA, FSRA, VARA or CBUAE).
- Retail financial services experience.
- Strong understanding of crypto, OTC derivatives and equity products.
- Educated to at least degree level.
- Whilst not essential, on chain analytics experience will be advantageous.
Company Industry
Keywords
- Senior Compliance Executive
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IG Group
Hello, we're IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers.