Senior Compliance Officer Capital Markets

KS Talent Solutions

Job Title:Compliance Officer Capital Markets Location:Riyadh, Saudi Arabia Industry:Financial Services / Investment Banking Overview: A leading international financial institution is seeking aCompliance Officerto join its Riyadh office. The successful candidate will play a critical role in overseeing compliance matters across capital markets operations, ensuring full adherence to local and international regulatory frameworks, includingCMAregulations. Key Responsibilities: Lead the implementati Job Title:Compliance Officer Capital Markets Location:Riyadh, Saudi Arabia Industry:Financial Services / Investment Banking Overview: A leading international financial institution is seeking aCompliance Officerto join its Riyadh office. The successful candidate will play a critical role in overseeing compliance matters across capital markets operations, ensuring full adherence to local and international regulatory frameworks, includingCMAregulations. Key Responsibilities: Lead the implementation, review, and enhancement of compliance frameworks and internal controls in alignment with CMA and global regulatory standards. Serve as the primary point of contact with theCapital Market Authority (CMA)for compliance matters. Monitor regulatory changes and assess their impact on business operations. Provide advisory support to front-office and operational teams on compliance-related topics including trading, licensing, and reporting. Manage regulatory filings, license applications, and ongoing reporting requirements. Conduct compliance training and promote a culture of compliance awareness across the organization. Perform internal reviews and investigations where required. Coordinate with global compliance teams to ensure consistency with global policies and procedures. Requirements: Bachelor s degree in Law, Finance, Economics, or related fields; professional certifications such asCAMS,CICA, or equivalent are a plus. At least5 8 years of experiencein compliance roles within thefinancial services or capital markets sectorin Saudi Arabia. Strong working knowledge ofCMA regulationsand experience managing compliance for licensed financial institutions. Experience with license application and office setup processes is preferred. Fluent in English; proficiency in Arabic is an advantage. Saudi nationals preferred due to regulatory requirements. What s on Offer: Opportunity to join a globally respected financial institution with strong governance standards. Dynamic, international environment with exposure to cross-border regulatory frameworks. Competitive compensation and benefits. Application Instructions: Interested candidates are invited to submit theirCV and a brief cover notehighlighting relevant experience and regulatory exposure. You can email me at Komal@kstalentsolutions.com