Regulatory Compliance Manager Client of Aventus Global Talent

Key Responsibilities

• Support the development, implementation, and monitoring of compliance programs, policies, and procedures to ensure adherence to local and international regulatory requirements.
• Review and assess regulatory updates, circulars, and guidance, advising management on implications and required actions.
• Assist in preparing and submitting regulatory reports, filings, and notifications within required timelines.
• Conduct compliance monitoring, testing, and reviews across business units to identify gaps and ensure corrective actions are implemented.
• Support regulatory inspections, audits, and examinations, including gathering documentation and coordinating responses.
• Provide compliance advisory support to internal stakeholders on new products, business initiatives, and regulatory obligations.
• Assist in the design and delivery of compliance training to staff, promoting awareness of regulatory obligations and ethical standards.
• Escalate potential breaches or issues of non-compliance, maintaining accurate compliance records and reporting to senior management.

Key Requirements

• Professional certification in compliance (e.g., ICA, ACAMS, or equivalent) is preferred.
• 5+ years experience in regulatory compliance within banking, fintech, or financial services.
• Good knowledge of UAE Central Bank regulations and an understanding of international compliance frameworks.
• Strong analytical and problem-solving skills with attention to detail.
• Effective communication and stakeholder management abilities, both written and spoken.
• Ability to work independently while contributing to a collaborative team environment.