Job Description

Roles & Responsibilities

ABOUT THE ROLE

Are you detail-oriented and passionate about regulatory standards? As a Senior Compliance Executive,

you'll play a key role in ensuring our company adheres to legal and internal policies. Your responsibilities

will include monitoring compliance procedures, assisting with audits, and supporting the implementation

of compliance initiatives. If you’re eager to grow your career in a dynamic environment, this is the role for

you!

Desired Candidate Profile

DUTIES & RESPONSIBILITIES

Key Responsibilities:

• Ensure company-wide adherence to DMCC regulations, UAE Federal Laws, AML/CFT guidelines,

and international compliance standards relevant to commodity trading.

• Assist in regulatory reporting and liaison with DMCC and other UAE authorities as required.

• Assist in maintaining up-to-date compliance records, registers, and documentation for regulatory

inspections.

• Perform KYC checks in line with the Company's policies and procedures.

• Regularly check current and potential clients against available compliance platform and sanctions lists (UN, US, UK, EU, and UAE) to ensure compliance with international and local regulations.

• Lead and support the drafting, enhancement, and implementation of internal policies, SOPs, and

governance frameworks.

• Conduct ongoing monitoring of transactions in accordance with the company’s policies and

coordinate with counterparties and potential clients on compliance matters.

• Actively contributes to the effective implementation of the company's Compliance framework.

Undertake Ad hoc tasks as directed by the Compliance/Finance Manager.

• Support business units in managing compliance requirements across trading, operations, finance,

and risk functions.

• Collaborate cross-functional to ensure smooth implementation of new compliance practices and

regulatory updates.

• Report regularly to the Compliance Officer and Compliance/Finance Manager

on compliance activities and issues.

QUALIFICATION SKILLS:

• Bachelor’s degree in law, Business, Finance, or related field; a Legal/Compliance certification is

an advantage.

• 5+ years of experience in Compliance, Legal Advisory, or Regulatory Affairs, preferably within

commodity trading, DMCC, or crypto/financial services.

• Strong understanding of UAE regulatory frameworks (DMCC/AML/CFT).

• Proven experience in drafting policies, reviewing contracts, and supporting governance initiatives.

• Excellent analytical, problem-solving, and documentation skills.

• Ability to work independently, manage projects, and collaborate across departments.

• Strong communication skills with the ability to simplify complex regulatory concepts for internal

stakeholders.

Senior Compliance Executive - UAE Experience Required Commodity Trading at DMCC

People Looking for Jobs also searched