Compliance Officer

ASHOKA GLOBAL

Posted on 23 Feb

Experience

2 - 7 Years

Education

Bachelor of Commerce(Commerce), Bachelor of Business Administration(Management)

Nationality

Any Nationality

Gender

Not Mentioned

Vacancy

1 Vacancy

Job Description

Roles & Responsibilities

Key Responsibilities:

  • Manage and maintain updated AML/FT compliance policy.
  • Conduct thorough KYC checks on new clients to verify identities, including document verification and KYC forms data entry and public domain research
  • Perform KYC screening checks over a screening software designed for identifying sanctioned entities and their UBOs and negative media hits.
  • Review and assess client applications and ensure all required information is accurate and complete
  • Determine compliance metrics and establish a system for tracking them.
  • Verify Metal agreements and legal documents.
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
  • Create and manage effective action plans responding to audit discoveries and the identified gaps.
  • Ensure all employees are informed and aware about the latest regulations and processes
  • Submission of the DPMS and STR reports over the GOAML portal.

Desired Candidate Profile

Qualifications & Skills:

  • Bachelor s degree in law, finance, business management, or a related field
  • 2+ years prior experience in risk management or compliance roles in UAE
  • Superior attention to detail in order to identify and correct risky practices.
  • Possess a collaborative personality and be open to suggestions from team members.
  • Excellent analytical skills and ability to accurately interpret complex documents and policies.
  • Self-motivated and teamwork player.

Requirements:

  • 2 + years of Compliance experience in the UAE
  • Must have, or be willing to obtain, a compliance certification.

Company Industry

Department / Functional Area

Keywords

  • Compliance Officer

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ASHOKA GLOBAL

Ashoka Global DMCC is seeking a dedicated and detail-oriented Compliance Officer to ensure our operations align with legal and regulatory requirements. The ideal candidate will establish, implement, and monitor effective compliance programs while fostering a culture of ethical conduct.

https://www.ashokaglobal.ae/apply/compliance-officer

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