Manager KYC Review & Approval - PCG
First Abu Dhabi Bank (FA...
Employer Active
Posted 5 hrs ago
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Experience
5 - 6 Years
Job Location
Education
Bachelor of Business Administration(Management)
Nationality
Any Nationality
Gender
Not Mentioned
Vacancy
1 Vacancy
Job Description
Roles & Responsibilities
Key Role
Manage approval process for New to Bank Client Onboarding,
along with Periodic & Trigger Reviews in liaison with all stakeholders.
Ensure all clients are onboarded within the agreed timelines.
Main stakeholders: Clients, Coverage Bankers (Region/Global),
KYC Operations Team, Compliance, Offshore Support Team.
Experience in risk management field and proven experience in supporting
the development of business activities whilst robustly applying risk management disciplines and controls.
Previous experience of developing relationships by communicating,
influencing and negotiating effectively with business heads, senior managers,
consultants, technical experts across departments and businesses.
Proven business and operational experience with sound knowledge
of the wide range and complex variety of Corporate & Commercial clients.
Review account opening forms for all new business where applicable.
Be aware of strategic clients and their longer-term requirements
by engaging with Coverage Bankers during the Business Case and client selection process.
Ensure adherence to all internal policies/procedures
and external regulatory requirements at all times.
Additional Responsibilities:
Previous experience in handling post-facto transaction reviews
for correspondent banking clients and knowledge of key principles like Nesting & Downstream activities is an advantage.
Perform post-facto transaction analysis for correspondent banks annually
and flag any Nested payments to Compliance & Coverage Bankers.
Support AVP, Coverage Bankers, Business Compliance in conducting EDD Meetings with Correspondent Banks.
Perform independent analysis of high-risk factors and escalate relevant cases to Financial Crime Compliance (FCC).
Ensure efficiency and adherence to escalation and abandonment policy.
Maintain prioritization discipline in partnership with local business.
Communicate consistently with internal and external stakeholders
to ensure cases are accepted through approved channels and expectations are managed appropriately.
Review questionnaires such as Wolfsberg, AML & Sanctions appropriately.
Manage approval process for CDD delivery and support various change management & digital initiatives.
Involve in providing Corporate Advisory, drafting SOPs, Checklists, internal Memos, etc.
Relationship Management
Develop and manage relationships with CIB stakeholders across business lines and supporting functions.
Undertake strong support and communication with both internal & external clients
to facilitate efficient client onboarding & offboarding.
Deliver fair outcomes for customers and ensure conduct maintainsthe orderly and transparent operation of financial markets.
Reporting
Ensure information for MI related to CIB Onboarding & KYC
is prepared and presented periodically.
Ensure exceptions are updated in CDD Exception Tracker and tracked to resolution.
Circulate tracker to relevant stakeholders monthly.
Monitor monthly KYC KRI/KPI reports.
Interact with other stakeholders and help KYC teams achieve KIRs/KPIs.
Qualifications
Minimum Qualification:
Bachelor’s degree or higher in Management, Banking, or Finance.
Certification in Compliance, KYC/AML/CFT, Financial Crime, or Risk Management (advantageous).
Minimum Experience:
Minimum 5 years of experience in a reputable international bank.
Minimum 5 years in Onboarding, KYC, or Compliance functions.
Relevant experience (AML/KYC/Compliance) with understanding of Corporate KYC requirements.
Familiarity with AML/KYC regulations and industry guidelines,
client structures and hierarchies, knowledge of Funds, Brokers, Loan Agencies & Correspondent Banks.
Experienced with operating in a global regulatory environment.
Strong Microsoft applications knowledge.
Proactive and business-oriented with proven ability to prioritize,
manage conflicting demands, and assess effectively.
Company Industry
Keywords
- Manager KYC Review & Approval - PCG
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