Officer - Due Delligence

Confidential Company

Responsible for assisting the Team Leader Due Diligence and Senior Officer Due Diligence in the performance of the due diligence and monitoring processes on new company, member or other business stakeholder applications, amendments and other submissions to ensure company operations are compliant and to maintain Company's reputation as a Free Zone authority that upholds the highest standards of regulation.

1️⃣ Procedures & Screening

• Conduct screening of new and existing members for compliance with due diligence policies and KPIs.

• Analyze, evaluate, and assess risk ratings; recommend ratings per the Function Authority Matrix.

• Review and assess service requests according to policies and procedures.

• Evaluate Know Your Customer (KYC) documents in line with applicable laws and regulations.

2️⃣ Enhanced Due Diligence

• Identify suspicious activity related to applicants or existing members.

• Assist Team Leader and Senior Officer in performing enhanced due diligence for high-risk clients.

3️⃣ Advisory & Support

• Provide guidance and support to Member Success and Operations teams on due diligence and service requests.